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Agreements and Disclosures

Get the latest disclosure information for your account and for various types of investment options such as day trading and margin.

Agreements

Disclosures

  • Form CRS Disclosure
    Zions Direct client relationship summary disclosure regarding the firm's  responsibility to retail customers.
  • Day Trading
    Before starting a day trading approach to securities investing, know the risks involved.
  • Zions Direct Business Continuity Plan
    Zions Direct has developed a Business Continuity Plan to help the firm operate in response to an emergency or significant business disruption.
  • FDIC Sweep Disclosure
    Our Bank Deposit Sweep program is used as a holding place for your univested cash. Read the details of how this program works.
  • Rule 606 Order Disclosure
    Disclosure of order execution and routing practices.

 

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1-800-524-8875

A Non-Bank subsidiary of
 Zions Bancorporation, N.A.

A Member of FINRA and SIPC

Investment products offered through Zions Direct, a non-bank subsidiary of Zions Bancorporation, N.A. and a member of FINRA/SIPC are
(1) NOT insured by the FDIC or any federal or state governmental agency, are
(2) NOT deposits or other obligations of, or guaranteed by, Zions Bancorporation, N.A. or its divisions, and
(3) MAY be subject to investment risks, including the possible loss of principal value or amount invested. Bank deposits and Certificates of Deposit (CDs) are FDIC insured up to applicable limits.

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