Skip to main content

Agreements and Disclosures

Get the latest disclosure information for your account and for various types of investment options such as day trading and margin.



  • Form CRS Disclosure
    Zions Direct client relationship summary disclosure regarding the firm's  responsibility to retail customers.
  • Day Trading
    Before starting a day trading approach to securities investing, know the risks involved.
  • Zions Direct Business Continuity Plan
    Zions Direct has developed a Business Continuity Plan to help the firm operate in response to an emergency or significant business disruption.
  • FDIC Sweep Disclosure
    Our Bank Deposit Sweep program is used as a holding place for your univested cash. Read the details of how this program works.
  • Rule 606 Order Disclosure
    Disclosure of order execution and routing practices.